Ryn.Ĭase Number: 23-cv-00191 (United States District Court for the District of Nevada)ĭate of Qualifying Judgment/Order: March 2, 2023 (a/k/a GexCrypto Global Trading Corp.) and Emiliano S. Mantei, and Atul MakhariaĪdministrative Proceeding File No.: 3-21295 In the Matter of Centaurus Financial, Inc., Ricky A. BarksdaleĬase Number: 22-cv-01933 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: March 15, 2023 NugentĪdministrative Proceeding File No.: 3-21312ĭate of Qualifying Judgment/Order: February 27, 2023 In the Matter of Foresight Wealth Management, LLC and Adam E. Phillip Hudnall, Todd Esh, Birddog Business Group, LLC, and Birddog Oil Equipment, LLCĬase Number: 20-cv-00327 (United States District Court for the Western District of Missouri)ĭate of Qualifying Judgment/Order: March 27, 2023 In the Matter of Roadrunner Transportation Systems, Inc.Īdministrative Proceeding File No.: 3-21301ĭate of Qualifying Judgment/Order: February 14, 2023 Moynes, Digatrade Financial GroupĬase Number: 22-cv-11006 (United States District Court for the District of Massachusetts)ĭate of Qualifying Judgment/Order: March 8, 2023 Medsis International Inc., Joshua Dax Cabrera and Paul HessĬase Number: 21-cv-11356 (United States District Court for the District of Massachusetts)ĭate of Qualifying Judgment/Order: March 10, 2023Ĭase Number: 23-cv-00206 (United States District Court for the District of Connecticut)ĭate of Qualifying Judgment/Order: February 24, 2023 Varacchi and Sentinel Growth Fund Management LLCĬase Number: 17-cv-00155 (United States District Court for the District of Connecticut)ĭate of Qualifying Judgment/Order: February 7, 2023 Star Chain, Inc., and Timur Efe, a/k/a Omer CasurlukĬase Number: 21-cv-03944 (United States District Court for the Northern District of Georgia)ĭate of Qualifying Judgment/Order: February 6, 2023 In the Matter of Merrill Lynch, Pierce, Fenner & Smith IncorporatedĪdministrative Proceeding File No.: 3-21356Ĭase Number: 22-cv-06389 (United States District Court for the Southern District of New York)Īdministrative Proceeding File No.: 3-21373ĭate of Qualifying Judgment/Order: April 18, 2023 In the Matter of Chatham Asset Management, LLC, and Anthony MelchiorreĪdministrative Proceeding File No.: 3-21355ĭate of Qualifying Judgment/Order: April 3, 2023 Josephberg, and Ira ShapiroĬase Number: 14-cv-04346 (United States District Court for the Eastern District of California)ĭate of Qualifying Judgment/Order: March 31, 2023Ĭase Number: 21-cv-03179 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: March 23, 2023 Bunevacz, Mary Hayca Bunevacz, Caesarbrutus LLC, CB Holding Group Corp., and Brutus California Ventures Corp.Ĭase Number: 22-cv-02284 (United States District Court for the Central District of California) Anatoly Hurgin, Alexander Aurovsky, Ability Computer & Software Industries Ltd., and Ability Inc.Ĭase Number: 19-cv-05705 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: March 30, 2023 Matthew Nicosia, William ("Rocky") Reininger, Fabrizio Di Carlo, and Ronald TouchardĬase Number: 22-cv-05761 (United States District Court for the Eastern District of New York)ĭate of Qualifying Judgment/Order: April 4, 2023 SEC Office of the Whistleblower (c/o ENF-CPU) Whistleblower Award Applications submitted by mail or fax should be sent to: Generally, submissions are acknowledged within 60 days. We strongly encourage Form WB-APPs to be submitted by email to Duplicate submissions of a Form WB-APP by multiple methods (e.g., fax, email, and mail) are discouraged as they may cause delays. Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award by submitting a completed Form WB-APP to the Office of the Whistleblower by midnight on the claim due date listed for that action. Subject to the Whistleblower Amended Rules, individuals who voluntarily provided the SEC with original information after Jthat led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award. By posting a Notice for a particular case, we are not making any determinations either that (i) a whistleblower tip, complaint or referral led to the SEC opening an investigation or filing an action with respect to the case or (ii) an award to a whistleblower will be paid in connection with the case. The inclusion of a Notice means only that an order was entered with monetary sanctions exceeding $1 million. We post Notices of Covered Action for each SEC action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million.
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